The course will give you the basics necessary to understand the scope of financial regulation and how your organization can establish closer alignment with its compliance obligations.

Delegates attending this course will be well prepared to :

• Identify the relevant financial regulations in the major financial regulatory regimes
• Differentiate between different type of regulation
• Discuss the financial crises and their causes
• Discuss the history of financial regulation across the major financial centers
• Identify the key areas of Islamic banking
• Identify the key areas within SOX, MiFID, Basel and SEPA
• Differentiate and discuss regulatory and financial architecture
• Discuss principles-based regulation

There is no single source of such information that organizations or individuals can access for guidance on financial regulation and this program provides a quick start not only to actual regulation but also the where these are relevant.

This event discusses the financial regulation jurisdictions such as the US, UK, Germany and Japan.

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Target Audience

The programme is most appropriate for any financial services organisation or individual that needs an understanding of financial regulation not only as it pertains to South Africa but to the major economies of the world.

It is well-suited as a cornerstone to financial service organizations' graduate or fast-track programmes.

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Approach

The event is facilitated by an experienced trainer with significant governance and financial services experience and includes practical sessions encourage active delegate participation.

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Contents

Introduction to Regulatory Control and Frameworks

The Business Analyst and Change
SOX, Basel, MiFID, SEPA

Regulators
UK, US, German, Japanese, South Africa

Architecture
Regulatory
Financial

Governance

Islamic Banking

Aqencies Overview

Fraud

Frameworks
COBIT, ITIL & TOGAF

Change Management

Principles

Risk

Financial Crises

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Duration
2 Days

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